Financial success is most often a matter of patterned behavior over time. With more than four decades of industry experience, Tim has found that intelligent planning coupled with risk mitigation is beneficial for his clients. He specializes in portfolio risk management and has expertise in managing wealth over a client’s lifetime. Tim has demonstrated advanced knowledge in several key investment areas and recently completed a Master of Science in Financial Services degree (MSFS).
Personalized service is of the utmost importance to Tim. Clients can expect quarterly meetings, a probability analysis of goals and investments, and detailed meeting notes. He uses a methodical process to help clients move toward their individual goals. Tim is proud to have served several of his clients for the past 42 years.
Tim began his career as a financial advisor in 1977 with Penn Mutual. In 2002, he affiliated with National Planning Corporation which was acquired by LPL Financial in 2017. Resources at LPL Financial, including strategists, investments models, and a responsive research department, have allowed Tim to expand the possibilities for his clients.
Tim is a native North Carolinian who enjoys a variety of interesting hobbies. He is a member of the Myers Park United Methodist Church and resides in Charlotte, NC, with his wife, Gladys Ann.
Military Service: Attended Officer Candidate School for the U.S. Marine Corp following college; served 4.5-years as a Captain and another 8-years in the Reserves.
Greatest Accomplishment: The personal relationships developed with clients, family, and friends.
Interesting Fact: Colonel Oliver North was Tim’s ‘night patrolling’ instructor at Quantico, VA.
Education: Greensboro College, Bachelor of Arts in Education
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General Securities Registered Representative
Held with LPL Financial
Uniform Securities State Agent
Held with LPL Financial
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Held with Independent Advisor Alliance and LPL Financial
Master of Science in Financial Services
Earned at the Institute for Business and Finance, 2010
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CA, CO, DE, FL, GA, IL, MI, MS, NC, NE, NJ, PA, SC, TX, VA, WI
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Independent Advisor Alliance
Headquartered in Charlotte, NC
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